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ESMA — Public Statement on AI in retail investment services

10/12Calibrated Authority
“firms’ decisions remain the responsibility of management bodies, irrespective of whether those decisions are taken by people or AI-based tools.”— ESMA Public Statement on the use of AI in the provision of retail investment services (ESMA35-335435667-5924, 30 May 2024), para 2 · source ↗
D1
Traceability & inspectability
2
D2
Human authorship & accountability
2
D3
Disclosure & labeling
2
D4
Synthetic-identity / fabrication prohibition
1
D5
Human validation in loop
1
D6
Evidential-trust emphasis
2
Posture Balanced Boundary fit · fits Trust-logic Both-split
Source policy: https://www.esma.europa.eu/sites/default/files/2024-05/ESMA35-335435667-5924__Public_Statement_on_AI_and_investment_services.pdf
Machine record: /institutions/esma.json

Cite this

Reitz, C.H. (2026). The Calibrated Authority Index — ESMA — Public Statement on AI in retail investment services. https://calibrated-authority.chrishuberreitz.com/institutions/esma Quote: “firms’ decisions remain the responsibility of management bodies, irrespective of whether those decisions are taken by people or AI-based tools.” Source: https://www.esma.europa.eu/sites/default/files/2024-05/ESMA35-335435667-5924__Public_Statement_on_AI_and_investment_services.pdf
Index Methodology Manifest JSON atom CC-BY-4.0 · v2026-09-08 · Chris Huber Reitz