financial-regulator

U.S. SEC (Division of Investment Management) — IM Guidance Update No. 2017-02: Robo-Advisers

Name: Calibrated Authority rating — U.S. SEC (Division of Investment Management) — IM Guidance Update No. 2017-02: Robo-Advisers
Item: U.S. SEC (Division of Investment Management) — IM Guidance Update No. 2017-02: Robo-Advisers — public generative-AI policy
Rating: 5
Author: Chris Huber Reitz

5/12Calibrated Authority

“An explanation of the degree of human involvement in the oversight and management of individual client accounts (e.g., that investment advisory personnel oversee the algorithm but may not monitor each client’s account);”— SEC Division of Investment Management, IM Guidance Update No. 2017-02, Robo-Advisers (February 2017), §1 Substance and Presentation of Disclosures (read via Wayback capture 2026-09-13) · source ↗

Traceability & inspectability

Human authorship & accountability

Disclosure & labeling

Synthetic-identity / fabrication prohibition

Human validation in loop

Evidential-trust emphasis

Posture Enabling Boundary fit · contradicts Trust-logic Evidential

Source policy: https://www.sec.gov/investment/im-guidance-2017-02.pdf

Machine record: /institutions/u.s.-sec-(division-of-investme.json

Cite this

Reitz, C.H. (2026). The Calibrated Authority Index — U.S. SEC (Division of Investment Management) — IM Guidance Update No. 2017-02: Robo-Advisers. https://calibrated-authority.chrishuberreitz.com/institutions/u.s.-sec-(division-of-investme Quote: “An explanation of the degree of human involvement in the oversight and management of individual client accounts (e.g., that investment advisory personnel oversee the algorithm but may not monitor each client’s account);” Source: https://www.sec.gov/investment/im-guidance-2017-02.pdf

Index Methodology Manifest JSON atom CC-BY-4.0 · v2026-10-23 · Chris Huber Reitz